Form D · Hedge Fund

Pearl Brook International Alpha Fund, LP

Tampa, FL · CIK 0001612185

Offering snapshot reported Sep 15, 2020 · SEC filing

Reported sold
$20M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10M$20MOct 20, 2015Sep 19, 2016: $5,000,000.00Sep 19, 2016Oct 10, 2017: $20,003,000.00Oct 10, 2017Sep 14, 2018: $20,003,000.00Sep 14, 2018Sep 13, 2019: $20,003,000.00Sep 13, 2019Sep 15, 2020: $20,003,000.00Sep 15, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2020Amendment$20,003,000$0vs Sep 13, 20195SEC filing
Sep 13, 2019Amendment$20,003,000$0vs Sep 14, 20185SEC filing
Sep 14, 2018Amendment$20,003,000$0vs Oct 10, 20175SEC filing
Oct 10, 2017Amendment$20,003,000$15,003,000vs Sep 19, 20165SEC filing
Sep 19, 2016Amendment$5,000,000No comparison5SEC filing
Oct 20, 2015InitialYet to sellNo comparison0SEC filing
Jul 11, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-249746

Source: Form D, filed Sep 15, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEARL BROOK INTERNATIONAL ALPHA FUND, LP

Investment adviser: PEARL BROOK CAPITAL MANAGEMENT, LLC

Gross asset value
$17M
Beneficial owners
6
ADV minimum commitment
$500K

Reported in Form ADV on May 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer OAKPOINT SOLUTIONS, LLC TAMPA, Florida, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS CORP.
SEC 8-53615

SG AMERICAS SECURITIES, LLC
SEC 8-66125

OAKPOINT SOLUTIONS, LLC
CRD 171775 · SEC 8-69477

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1537641 · May 3, 2021 · Schedule D 7.B.(1), fund 805-3846585291

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Indraneel Das Executive, Promoter
N/A N/A Pearl Brook Capital Management Llc Executive
N/A N/A The Pearl Brook Company Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3903 Northdale Blvd, Suite 100 21
Tampa, FL, 33625