Investment adviser · CRD 288328

PEARL BROOK CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TAMPA, FL, United States · Form ADV filed May 3, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PEARL BROOK INTERNATIONAL ALPHA FUND, LPHedge Fund · Last reported May 3, 2021$17MGross asset value

Form D fundraising filings

Pearl Brook International Alpha Fund, LP

Feeder funds

  • PEARL BROOK INTERNATIONAL ALPHA LTD.
Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer OAKPOINT SOLUTIONS, LLC TAMPA, Florida, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS CORP.
SEC 8-53615

SG AMERICAS SECURITIES, LLC
SEC 8-66125

OAKPOINT SOLUTIONS, LLC
CRD 171775 · SEC 8-69477

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source
Fund ID
805-3846585291
Reported beneficial owners
6
Minimum commitment
$500K
Form D file number
021-249746

Form ADV 1537641 · May 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 3, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

3903 NORTHDALE BLVD., SUITE 100-21
TAMPA, FL, 33624, United States

CRD 288328

Filing source

Form ADV 1537641 · May 3, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.