Form D · Private Equity Fund

PEAK ROCK CAPITAL EXECUTIVE FUND LP

Austin, TX · CIK 0001569268

Offering snapshot reported Nov 6, 2015 · SEC filing

Reported sold: $2.45M
Investors reported: 7
Minimum accepted: $0
First sale: Apr 17, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,900,000 → $2,450,000
Reported investors8 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 6, 2015	Amendment	$2,450,000	$550,000vs Aug 30, 2013	7	SEC filing
Aug 28, 2014	Amendment	$2,875,000	$975,000vs Aug 30, 2013	12	SEC filing
Aug 30, 2013	Amendment	$1,900,000	No comparison	8	SEC filing
Apr 17, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-195173

Source: Form D, filed Nov 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEAK ROCK CAPITAL EXECUTIVE FUND LP

Investment adviser: PEAK ROCK CAPITAL LLC

Gross asset value: $6.03M
Beneficial owners: 28
ADV minimum commitment: $25K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP HOUSTON, Texas, United States

Custodian WELLS FARGO INSTITUTIONAL RETIREMENT AND TRUST MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2081874 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9409402400

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PEAK ROCK CAPITAL EXECUTIVE FUND LP (this fund)	Nov 6, 2015	$2,450,000	7
PEAK ROCK CAPITAL EXECUTIVE FUND II LP	Jan 17, 2019	Yet to sell	0
PEAK ROCK CAPITAL EXECUTIVE FUND III LP	Jun 21, 2021	Yet to sell	Not reported
PEAK ROCK CAPITAL EXECUTIVE FUND IV LP	Nov 15, 2024	$3,735,000	17

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jung Woo Choi	Executive
Anthony K. Disimone	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

13413 Galleria Circle Suite Q 300
Austin, TX, 78738