Form D · Private Equity Fund
PEAK ROCK CAPITAL EXECUTIVE FUND IV LP
Austin, TX · CIK 0001997218
Offering snapshot reported Nov 15, 2024 · SEC filing
- Reported sold
- $3.74M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 27, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 17
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2024 | Amendment | $3,735,000 | No comparison | 17 | SEC filing |
| Nov 16, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-497478
The Total Amount Sold does not include the Issuer's related parallel funds.
Source: Form D, filed Nov 15, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PEAK ROCK CAPITAL EXECUTIVE FUND IV LP
Investment adviser: PEAK ROCK CAPITAL LLC
- Gross asset value
- $7.64M
- Beneficial owners
- 28
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Filing source
Form ADV 2081874 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5697603350
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jung Woo Choi | Executive, Promoter |
| Anthony K. Disimone | Executive, Promoter |
| Steven E. Martinez | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Austin, TX, 78738