Form D · Hedge Fund

P&C Dividend Capture Fund 1, LP

Fort Worth, TX · CIK 0001461971

Offering snapshot reported Oct 24, 2013 · SEC filing

Reported sold: $19.1M
Investors reported: 65
Minimum accepted: $100K
First sale: Apr 1, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2013	Initial	$19,053,373	No comparison	65	SEC filing
Oct 24, 2012	Amendment	$9,290,786	-$7,720,590vs Oct 24, 2011	44	SEC filing
Oct 24, 2011	Amendment	$17,011,376	$5,858,223vs Oct 26, 2010	81	SEC filing
Oct 26, 2010	Amendment	$11,153,153	$11,053,153vs Apr 14, 2009	98	SEC filing
Apr 14, 2009	Initial	$100,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-205152

Source: Form D, filed Oct 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P&C DIVIDEND CAPTURE FUND 1, LP

Investment adviser: JIM POE AND ASSOCIATES INC.

Gross asset value: $17M
Beneficial owners: 81
ADV minimum commitment: $100K

Reported in Form ADV on Aug 13, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BROOKWEINER, LLC CHICAGO, Illinois, United States

Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

Filing source

Form ADV 751008 · Aug 13, 2013 · Schedule D 7.B.(1), fund 805-9650797861

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Austine L Crowe	Executive
James E Poe	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6040 Camp Bowie Blvd. Suite 3
Fort Worth, TX, 76116