Investment adviser · CRD 140232

JIM POE AND ASSOCIATES INC.

Investment adviser filing (IA)

FT. WORTH, TX, United States · Form ADV filed Aug 13, 2013

Regulatory AUM
$42.7M
Form ADV · Item 5.F
Client accounts
375
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

P&C DIVIDEND CAPTURE FUND 1, LPHedge Fund · Last reported Aug 13, 2013$17MGross asset value

Form D fundraising filings

P&C Dividend Capture Fund 1, LP

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BROOKWEINER, LLC CHICAGO, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-9650797861
Reported beneficial owners
81
Minimum commitment
$100K
Form D file number
021-130203

Form ADV 751008 · Aug 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

P&C VALUE ADDED FUND, LPHedge Fund · Last reported Aug 13, 2013$4.33MGross asset value

Form D fundraising filings

American House Tax Credit Fund LLC

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BRROKWEINER, LLC CHICAGO, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-2917141180
Reported beneficial owners
27
Minimum commitment
$100K
Form D file number
021-149569

Form ADV 751008 · Aug 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

P&C GLOBAL FUND, LPHedge Fund · Last reported Aug 13, 2013$3.97MGross asset value

Form D fundraising filings

P&C Global Fund, LP

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BROOKWEINER, LLC CHICAGO, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-5176763619
Reported beneficial owners
23
Minimum commitment
$100K
Form D file number
021-142505

Form ADV 751008 · Aug 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 13, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

6040 CAMP BOWIE BLVD. SUITE 3
FT. WORTH, TX, 76116, United States

CRD 140232

Filing source

Form ADV 751008 · Aug 13, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.