Form D · Private Equity Fund
PAUL CAPITAL PARTNERS X, L.P.
San Francisco, CA · CIK 0001539581
Offering snapshot reported May 31, 2013 · SEC filing
- Reported sold
- $145M Offering amount: $2B
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 27, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2013 | Amendment | $145,000,000 | No comparison | 7 | SEC filing |
| Jun 1, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7.5M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-179103
The general partner reserves the right to offer a greater or lesser amount of limited partner interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EDGELINE CAPITAL, LLC | 152774 | |
| MBA LAZARD CHILE S.A. | None | ASSET CHILE S.A. |
| WOORI INVESTMENT & SECURITIES CO., LTD. | None | WOORI INVESTMENT & SECURITIES AMERICA, INC. · CRD 30660 |
| MBA LAZARD SOCIEDAD DE BOLSA | None | |
| MBA LAZARD PERU S.A.C. | None | |
| ASSET CHILE S.A. | None |
Source: Form D, filed May 31, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PAUL CAPITAL PARTNERS X, LP
Investment adviser: 3000 MANAGEMENT, INC.
- Gross asset value
- $13.9M
- Beneficial owners
- 12
- ADV minimum commitment
- $10M
Reported in Form ADV on Oct 7, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1043076 · Oct 7, 2016 · Schedule D 7.B.(1), fund 805-5911045691
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David H. De Weese | Executive, Promoter |
| Simon Guenzl | Executive, Promoter |
| Philip J. Jensen | Executive, Promoter |
| Daniel P. Mulderry | Executive, Promoter |
| Guy R. Rico | Executive, Promoter |
| Bryon T. Sheets | Executive, Promoter |
| Elaine L. Small | Executive, Promoter |
| Brian W. Sullivan | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94111