Investment adviser · CRD 121168

PAUL CAPITAL

Investment adviser filing (IA)

3000 MANAGEMENT, INC.

SAN FRANCISCO, CA, United States · Form ADV filed Mar 20, 2026

Regulatory AUM: $521M
Client accounts: 7
Employees: 9
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$520,903,769	100.0%

Filing source

Form ADV 2069153 · Mar 20, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

35 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PAUL CAPITAL PARTNERS IX, LPPrivate Equity Fund · Last reported Mar 20, 2026$483MGross asset value

Feeder funds

PAUL CAPITAL PARTNERS IX INTERNATIONAL, LP

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-2045565379
Reported beneficial owners: 104
Minimum commitment: $10M
Form D file number: 021-100738
Form D file number: 021-99085

Form ADV 2069153 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAUL CAPITAL PARTNERS VIII-C, LPPrivate Equity Fund · Last reported Mar 20, 2026$15.6MGross asset value

Feeder funds

PAUL CAPITAL PARTNERS VIII-C INTERNATIONAL, LIMITED

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-2732213701
Reported beneficial owners: 46
Minimum commitment: $10M

Form ADV 2069153 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAUL CAPITAL TOWN STREET PARTNERS LPPrivate Equity Fund · Last reported Mar 20, 2026$12.7MGross asset value

Form D fundraising filings

PAUL CAPITAL TOWN STREET PARTNERS, L.P.

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG, LLP
PCAOB 185

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-1353390874
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-151593

Form ADV 2069153 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAUL CAPITAL PARTNERS VIII-A, LPPrivate Equity Fund · Last reported Mar 20, 2026$8.28MGross asset value

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-3331613205
Reported beneficial owners: 60
Minimum commitment: $10M
Form D file number: 021-64830

Form ADV 2069153 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAUL CAPITAL PARTNERS VIII-B, LPPrivate Equity Fund · Last reported Mar 20, 2026$1.76MGross asset value

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-7451707370
Reported beneficial owners: 3
Minimum commitment: $10M
Form D file number: 021-65141

Form ADV 2069153 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CPP INVESTMENT BOARD - PAUL CAPITAL HOLDINGS II, LPPrivate Equity Fund · Last reported Mar 30, 2015$71MGross asset value

Fund administrator SS&C FUND SERVICES, INC. CRANFORD, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian CITIBANK N.A SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5729755333
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-63040

Form ADV 885583 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAUL CAPITAL PARTNERS VII, LPPrivate Equity Fund · Last reported Mar 30, 2015$56.2MGross asset value

Feeder funds

PAUL CAPITAL PARTNERS VII-G INTERNATIONAL, LIMITED
PAUL CAPITAL PARTNERS VII INTERNATIONAL, LIMITED

Fund administrator SS&C FUND SERVICES, INC. CRANFORD, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian CITIBANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6751314055
Reported beneficial owners: 43
Minimum commitment: $10M
Form D file number: 021-1134333

Form ADV 885583 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

2269 CHESTNUT STREET #621
SAN FRANCISCO, CA, 94123, United States

CRD 121168

Filing source

Form ADV 2069153 · Mar 20, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.