Form D · Hedge Fund

Pamlico Capital II ASP Fund, LLC

Charlotte, NC · CIK 0001412403

Offering snapshot reported Jul 7, 2010 · SEC filing

Reported sold: $26.7M
Investors reported: 103
Minimum accepted: $100K
First sale: Jan 31, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 7, 2010	Amendment	$26,673,000	No comparison	103	SEC filing
Sep 13, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-108705

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Wells Fargo Advisors, LLC · CRD 19616

Source: Form D, filed Jul 7, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PAMLICO CAPITAL II ASP FUND, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value: $863K
Beneficial owners: 106
ADV minimum commitment: $100K

Reported in Form ADV on Jan 8, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1470994 · Jan 8, 2021 · Schedule D 7.B.(1), fund 805-3484383810

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Alternative Strategies Group, Inc.	Promoter
Sheelpa P. Brown	Executive
Rob Coltrin	Executive
Dean A. Junkans	Director
Michael H. Koonce	Executive
Anil Kumar	Executive
Lloyd Lipsett	Executive
Yukari Nakano	Executive
Britta Perkio Patterson	Director, Executive
Michael Roman	Executive
Adam I. Taback	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alternative Strategies Group, Inc. 401 S. Tryon Street, Th3
Charlotte, NC, 28288-1157