Form D · Hedge Fund
Owl Creek Asia II, L.P.
New York, NY · CIK 0001407985
Offering snapshot reported Dec 2, 2016 · SEC filing
- Reported sold
- $221M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$212,636,686 → $221,102,048
- Reported investors28 → 30
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2016 | Amendment | $221,102,048 | $8,465,362vs Mar 4, 2016 | 30 | SEC filing |
| Mar 4, 2016 | Amendment | $212,636,686 | $13,313,527vs Mar 4, 2015 | 28 | SEC filing |
| Mar 4, 2015 | Amendment | $199,323,159 | $44,048,033vs Mar 4, 2014 | 27 | SEC filing |
| Mar 4, 2014 | Amendment | $155,275,126 | $48,864,050vs Mar 4, 2013 | 26 | SEC filing |
| Mar 4, 2013 | Amendment | $106,411,076 | $26,075,451vs Mar 2, 2012 | 24 | SEC filing |
| Mar 2, 2012 | Amendment | $80,335,625 | $36,701,561vs Mar 4, 2011 | 20 | SEC filing |
| Mar 4, 2011 | Amendment | $43,634,064 | -$872,677vs Mar 4, 2010 | 16 | SEC filing |
| Mar 4, 2010 | Amendment | $44,506,741 | No comparison | 17 | SEC filing |
| Jul 25, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-106638
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Owl Creek Asset Management Marketing, LLC | 38008 |
Source: Form D, filed Dec 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OWL CREEK ASIA II, L.P.
Investment adviser: OWL CREEK ASSET MANAGEMENT, L.P.
- Gross asset value
- $10.8M
- Beneficial owners
- 15
- ADV minimum commitment
- $5M
Reported in Form ADV on Aug 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK SECURITIES INC.
SEC 8-17822
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MORGAN STANLEY & CO. LLC
SEC 8-15869
OWL CREEK ASSET MANAGEMENT MARKETING, LLC
CRD 38008 · SEC 8-48028
DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 1135794 · Aug 29, 2017 · Schedule D 7.B.(1), fund 805-6308973819
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey A. Altman | Executive |
| Owl Creek Advisors, Llc Owl Creek Advisors, Llc | Executive |
| Owl Creek Advisors, Llc | Executive |
| Owl Creek Asset Management, L.P. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019