Form D · Hedge Fund
Owl Creek Asia I, L.P.
New York, NY · CIK 0001407986
Offering snapshot reported Dec 2, 2016 · SEC filing
- Reported sold
- $14.6M Indefinite offering
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,608,275 → $14,608,274
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2016 | Amendment | $14,608,274 | -$1vs Mar 4, 2016 | 23 | SEC filing |
| Mar 4, 2016 | Amendment | $14,608,275 | $286,880vs Mar 4, 2015 | 23 | SEC filing |
| Mar 4, 2015 | Amendment | $14,321,395 | $200,000vs Mar 4, 2014 | 23 | SEC filing |
| Mar 4, 2014 | Amendment | $14,121,395 | $1,032,311vs Mar 4, 2013 | 22 | SEC filing |
| Mar 4, 2013 | Amendment | $13,089,084 | $6,987,849vs Mar 2, 2012 | 21 | SEC filing |
| Mar 2, 2012 | Amendment | $6,101,235 | -$326,393vs Mar 4, 2011 | 20 | SEC filing |
| Mar 4, 2011 | Amendment | $6,427,628 | -$1,439,841vs Mar 4, 2010 | 21 | SEC filing |
| Mar 4, 2010 | Amendment | $7,867,469 | No comparison | 21 | SEC filing |
| Jul 25, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-106637
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Owl Creek Asset Management Marketing, LLC | 38008 |
Source: Form D, filed Dec 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OWL CREEK ASIA I, L.P.
Investment adviser: OWL CREEK ASSET MANAGEMENT, L.P.
- Gross asset value
- $931K
- Beneficial owners
- 17
- ADV minimum commitment
- $100K
Reported in Form ADV on Aug 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK SECURITIES INC.
SEC 8-17822
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MORGAN STANLEY & CO. LLC
SEC 8-15869
OWL CREEK ASSET MANAGEMENT MARKETING, LLC
CRD 38008 · SEC 8-48028
DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 1135794 · Aug 29, 2017 · Schedule D 7.B.(1), fund 805-4757085540
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey A. Altman | Executive |
| Owl Creek Advisors, Llc Owl Creek Advisors, Llc | Executive |
| Owl Creek Advisors, Llc | Executive |
| Owl Creek Asset Management, L.P. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019