Form D · Other Investment Fund

Ovation Tax Lien Fund, L.P.

San Antonio, TX · CIK 0001526883

Offering snapshot reported Sep 11, 2023 · SEC filing

Reported sold
$101M
Indefinite offering
Investors reported
289
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.2M$102MSep 15, 2021: $95,804,021.00Sep 15, 2021Sep 15, 2022: $102,358,966.00Sep 15, 2022Sep 11, 2023: $100,858,966.00Sep 11, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$102,358,966 → $100,858,966
  • Reported investors282 → 289

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 11, 2023Amendment$100,858,966-$1,500,000vs Sep 15, 2022289SEC filing
Sep 15, 2022Amendment$102,358,966$6,554,945vs Sep 15, 2021282SEC filing
Sep 15, 2021Amendment$95,804,021No comparisonNot reportedSEC filing
Oct 23, 2020Amendment$74,049,021$25,994,000vs Nov 6, 2019163SEC filing
Nov 6, 2019Amendment$48,055,021$1,326,840vs Nov 5, 2018135SEC filing
Nov 5, 2018Amendment$46,728,181$3,545,634vs Nov 14, 201694SEC filing
Nov 14, 2016Initial$43,182,547No comparison94SEC filing
Jul 28, 2011Initial$19,918,490No comparison66SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.5, 3C.6
Duration over one year
Yes
Business combination
No
Sales commissions
$103K (estimated)
Finders' fees
$0
Form D file number
021-274336
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Preston Patton4896946Britehorn Securities · CRD 36402

Source: Form D, filed Sep 11, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FGMS FUND IV, LP

Investment adviser: OVATION PARTNERS, LP

Gross asset value
$32.7M
Beneficial owners
88
ADV minimum commitment
$100K

Reported in Form ADV on May 22, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO LLP DALLAS, Texas, United States
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 737854 · May 22, 2013 · Schedule D 7.B.(1), fund 805-3268870427

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Bullock Executive
Chris Creel Executive
Vito Fabiano Director, Executive
Jacob Goldstein Executive
Anna Jones Executive
Joel Katz Executive
Melissa Mc Carthy Executive
Ovation Fund Management Ii Llc Director, Executive
Ovation Fund Management I Llc Executive
N/A Ovation Fund Management I, Llc Director, Executive
Ovation Management Llc Executive
N/A Ovation Management Llc Director, Executive
Ovation Management Llc, Gp Executive
Ovation Partners Lp Promoter
Ovation Partners, Lp Director, Executive
Michael Rovner Executive
Jeff Serra Executive
Vrfof Management Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12000 Network Blvd., Bldg. B, Suite 210
San Antonio, TX, 78249