Investment adviser · CRD 166145

OVATION PARTNERS, LP

Investment adviser filing (IA)

SAN ANTONIO, TX, United States · Form ADV filed Jul 17, 2023

Regulatory AUM
$173M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$172,747,242100.0%
Filing source

Form ADV 1774273 · Jul 17, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DERBY RR OZ LPReal Estate Fund · Last reported Jul 17, 2023$20.3MGross asset value
Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FORVIS LLP AUSTIN, Texas, United States
Custodian WELLS FARGO AUSTIN, Texas, United States Related to adviser: No
Custodian WINTRUST BANK, N.A. AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FORVIS LLP
PCAOB 686

Fund details & source
Fund ID
805-5908654394
Reported beneficial owners
39
Minimum commitment
$250K
Form D file number
021-352697

Form ADV 1774273 · Jul 17, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KRESS OZ LPReal Estate Fund · Last reported Jul 17, 2023$5.57MGross asset value
Auditor FORVIS LLP AUSTIN, Texas, United States
Custodian WELLS FARGO AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS LLP
PCAOB 686

Fund details & source
Fund ID
805-8956453240
Reported beneficial owners
21
Minimum commitment
$250K
Form D file number
021-352694

Form ADV 1774273 · Jul 17, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FGMS FUND IV, LPReal Estate Fund · Last reported May 22, 2013$32.7MGross asset value

Form D fundraising filings

Ovation Tax Lien Fund, L.P.

Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO LLP DALLAS, Texas, United States
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3268870427
Reported beneficial owners
88
Minimum commitment
$100K
Form D file number
021-163602

Form ADV 737854 · May 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FGMS FUND V, LPReal Estate Fund · Last reported May 22, 2013$18.4MGross asset value
Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO LLP DALLAS, Texas, United States
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1495901793
Reported beneficial owners
73
Minimum commitment
$100K
Form D file number
021-176557

Form ADV 737854 · May 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OVATION CREDIT OPPORTUNITY FUND, LPPrivate Equity Fund · Last reported May 22, 2013$8.95MGross asset value
Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO LLP DALLAS, Texas, United States
Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5938625639
Reported beneficial owners
64
Minimum commitment
$100K
Form D file number
021-186150

Form ADV 737854 · May 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FGMS FUND III, LPReal Estate Fund · Last reported May 22, 2013$3.8MGross asset value

Form D fundraising filings

FGMS Fund III, LP

Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO LLP DALLAS, Texas, United States
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3176606233
Reported beneficial owners
47
Minimum commitment
$100K
Form D file number
021-163601

Form ADV 737854 · May 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OVATION CREDIT OPPORTUNITY FUND LPHedge Fund · Last reported Sep 29, 2017$22.5KGross asset value

Form D fundraising filings

Ovation Credit Opportunity Fund, LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS, LLP DALLAS, Texas, United States
Custodian WELLS FARGO BANK, N.A. AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5965772480
Reported beneficial owners
71
Minimum commitment
$100K
Form D file number
021-186150

Form ADV 1143932 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 17, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

12000 NETWORK BLVD, BLDG B, STE 210
SAN ANTONIO, TX, 78249, United States

CRD 166145

Filing source

Form ADV 1774273 · Jul 17, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.