Form D · Other Investment Fund

OT Microbiome Fund II, LLC

Boston, MA · CIK 0001724989

Offering snapshot reported Jun 24, 2019 · SEC filing

Reported sold: $3.26M
Investors reported: 18
Minimum accepted: $0
First sale: Feb 21, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,947,773 → $3,261,690
Reported investors21 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 24, 2019	Amendment	$3,261,690	$313,917vs Nov 20, 2018	18	SEC filing
Nov 20, 2018	Amendment	$2,947,773	$1,130,000vs Apr 18, 2018	21	SEC filing
Apr 18, 2018	Amendment	$1,817,773	$481,616vs Feb 27, 2018	14	SEC filing
Feb 27, 2018	Initial	$1,336,157	No comparison	12	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-306572

Source: Form D, filed Jun 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OT MICROBIOME FUND II, LLC

Investment adviser: OT MANAGEMENT, LLC

Gross asset value: $2.09M
Beneficial owners: 12
ADV minimum commitment: $100K

Reported in Form ADV on Aug 3, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1233026 · Aug 3, 2018 · Schedule D 7.B.(1), fund 805-6103259792

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
OT Microbiome Fund I, LLC	Oct 4, 2017	$4,320,000	16
OT Microbiome Fund II, LLC (this fund)	Jun 24, 2019	$3,261,690	18

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Executive
Llc Ot Management	Director
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

345 Harrison Ave Unit 1171
Boston, MA, 02118