Form D · Private Equity Fund

OT Microbiome Fund I, LLC

Beverly Hills, CA · CIK 0001690171

Offering snapshot reported Oct 4, 2017 · SEC filing

Reported sold: $4.32M
Investors reported: 16
Minimum accepted: $100K
First sale: Feb 22, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,145,000 → $4,320,000
Reported investors9 → 16

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 4, 2017	Amendment	$4,320,000	$1,175,000vs Mar 1, 2017	16	SEC filing
Mar 15, 2017	Amendment	$3,270,000	$125,000vs Mar 1, 2017	10	SEC filing
Mar 1, 2017	Initial	$3,145,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-281595

Source: Form D, filed Oct 4, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OT MICROBIOME FUND I, LLC

Investment adviser: OT MANAGEMENT, LLC

Gross asset value: $1.2M
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on Jul 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1661617 · Jul 1, 2022 · Schedule D 7.B.(1), fund 805-3457476400

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
OT Microbiome Fund I, LLC (this fund)	Oct 4, 2017	$4,320,000	16
OT Microbiome Fund II, LLC	Jun 24, 2019	$3,261,690	18

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Management Assure Fund Management Ii	Director
Mateo Johnson	Executive
Ade Management Ojo	Executive
Llc Ot Management	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8880 Wilshire Blvd Ste 200
Beverly Hills, CA, 90211