Form D · Hedge Fund

OPTIMA FUND LP

New York, NY · CIK 0000835978

Offering snapshot reported Nov 29, 2023 · SEC filing

Reported sold
$395M
Indefinite offering
Investors reported
450
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 22, 1988
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$198M$395MSep 29, 2010: $225,274,488.00Sep 29, 2010Oct 25, 2010: $235,175,000.00Oct 26, 2011: $199,035,000.00Nov 7, 2012: $206,681,000.00Oct 1, 2013: $210,817,000.00Oct 30, 2014: $209,437,000.00Oct 30, 2015: $184,822,000.00Nov 9, 2016: $159,447,000.00Jan 24, 2018: $152,434,000.00Oct 5, 2018: $149,168,000.00Nov 25, 2019: $341,356,362.00Jan 29, 2020: $341,356,362.00Nov 30, 2020: $392,510,030.00Nov 15, 2021: $393,580,030.00Nov 28, 2022: $395,230,030.00Nov 29, 2023: $395,230,030.00Nov 29, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2023Amendment$395,230,030$0vs Nov 28, 2022450SEC filing
Nov 28, 2022Amendment$395,230,030$1,650,000vs Nov 15, 2021450SEC filing
Nov 15, 2021Amendment$393,580,030$1,070,000vs Nov 30, 2020439SEC filing
Nov 30, 2020Amendment$392,510,030$51,153,668vs Nov 25, 2019437SEC filing
Jan 29, 2020Amendment$341,356,362$0vs Nov 25, 2019131SEC filing
Nov 25, 2019Amendment$341,356,362$192,188,362vs Oct 5, 2018131SEC filing
Oct 5, 2018Amendment$149,168,000-$3,266,000vs Jan 24, 2018147SEC filing
Jan 24, 2018Amendment$152,434,000-$7,013,000vs Nov 9, 2016162SEC filing
Nov 9, 2016Amendment$159,447,000-$25,375,000vs Oct 30, 2015198SEC filing
Oct 30, 2015Amendment$184,822,000-$24,615,000vs Oct 30, 2014199SEC filing
Oct 30, 2014Amendment$209,437,000-$1,380,000vs Oct 1, 2013198SEC filing
Oct 1, 2013Amendment$210,817,000$4,136,000vs Nov 7, 2012211SEC filing
Nov 7, 2012Amendment$206,681,000$7,646,000vs Oct 26, 2011243SEC filing
Oct 26, 2011Amendment$199,035,000-$36,140,000vs Oct 25, 2010253SEC filing
Oct 25, 2010Amendment$235,175,000$9,900,512vs Sep 29, 2010278SEC filing
Sep 29, 2010Initial$225,274,488No comparison277SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$16.5M
Finders' fees
$0
Form D file number
021-148319
The amount of sales commissions represents the portion of management fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased.

Source: Form D, filed Nov 29, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE OPTIMA FUND LP

Investment adviser: OPTIMA FUND MANAGEMENT LLC

Gross asset value
$137M
Beneficial owners
141
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No
Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

Filing source

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4200837241

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Fund Management Llc Promoter
Optima Asset Management Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 East 53 Rd Street 32 Nd Floor
New York, NY, 10022