Investment adviser · CRD 105929

OPTIMA FUND MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $1.17B
Client accounts: 22
Employees: 25
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$810,123,000	69.2%
Investment companies	1	$203,837,000	17.4%
Corporations & businesses	3	$105,890,000	9.0%
High-net-worth individuals	4	$50,311,000	4.3%

Filing source

Form ADV 1300608 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE OPTIMA DISCRETIONARY MACRO FUND LIMITEDHedge Fund · Last reported Mar 29, 2019$153MGross asset value

Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LTD. HAMILTON, Bermuda

Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No

Marketer BNY MELLON NA BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE LTD.
PCAOB 5230

Fund details & source

Fund ID: 805-4070822807
Reported beneficial owners: 34
Minimum commitment: $250K
Form D file number: 021-148333

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA FUND LPHedge Fund · Last reported Mar 29, 2019$137MGross asset value

Form D fundraising filings

OPTIMA FUND LP

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No

Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-4200837241
Reported beneficial owners: 141
Minimum commitment: $250K
Form D file number: 021-148319

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA PARTNERS FOCUS FUND LLCHedge Fund · Last reported Mar 29, 2019$106MGross asset value

Feeder funds

THE OPTIMA PARTNERS FOCUS FUND CLASS A

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LTD. HAMILTON, Bermuda

Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE LTD.
PCAOB 5230

Fund details & source

Fund ID: 805-8712714826
Reported beneficial owners: 116
Minimum commitment: $250K
Form D file number: 021-149975

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA PARTNERS GLOBAL FUND LLCHedge Fund · Last reported Mar 29, 2019$104MGross asset value

Feeder funds

THE OPTIMA PARTNERS GLOBAL FUND

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-6570625436
Reported beneficial owners: 103
Minimum commitment: $250K
Form D file number: 021-148331

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA FUND LIMITEDHedge Fund · Last reported Mar 29, 2019$54.1MGross asset value

Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LTD. HAMILTON, Bermuda

Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No

Marketer BNY MELLON NA BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE LTD.
PCAOB 5230

Fund details & source

Fund ID: 805-4387349883
Reported beneficial owners: 41
Minimum commitment: $250K
Form D file number: 021-148320

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPTIMA STAR LONG FUNDOther Private Fund · Last reported Mar 29, 2019$44.8MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-7725437248
Reported beneficial owners: 43
Minimum commitment: $5K
Form D file number: 021-263016

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE BLUE CHIP OPPORTUNITY FUND LLCOther Private Fund · Last reported Mar 29, 2019$39.7MGross asset value

Feeder funds

THE BLUE CHIP OPPORTUNITY FUND LTD.

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LTD. HAMILTON, Bermuda

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LTD.
PCAOB 5230

Fund details & source

Fund ID: 805-5872033257
Reported beneficial owners: 26
Minimum commitment: $250K
Form D file number: 021-155207

Form ADV 1300608 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

10 EAST 53RD STREET, 29TH FLOOR
NEW YORK, NY, 10022, United States

CRD 105929

Filing source

Form ADV 1300608 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.