Form D · Hedge Fund

OPPENHEIMER CAPITAL STRUCTURE OPPORTUNITIES FUND LP

New York, NY · CIK 0001457945

Offering snapshot reported Feb 9, 2018 · SEC filing

Reported sold
$72.8M
Indefinite offering
Investors reported
171
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 15, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.4M$72.8MMar 17, 2009: $22,931,335.00Mar 17, 2009Mar 15, 2010: $27,930,335.00Feb 28, 2011: $29,593,210.00Feb 23, 2012: $30,348,185.00Feb 12, 2013: $30,348,185.00Feb 11, 2014: $44,080,945.00Feb 10, 2015: $67,115,527.00Feb 10, 2016: $67,577,395.00Feb 10, 2017: $70,667,395.00Feb 9, 2018: $72,810,903.00Feb 9, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$70,667,395 → $72,810,903

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 9, 2018Amendment$72,810,903$2,143,508vs Feb 10, 2017171SEC filing
Feb 10, 2017Amendment$70,667,395$3,090,000vs Feb 10, 2016171SEC filing
Feb 10, 2016Amendment$67,577,395$461,868vs Feb 10, 2015132SEC filing
Feb 10, 2015Amendment$67,115,527$23,034,582vs Feb 11, 2014131SEC filing
Feb 11, 2014Amendment$44,080,945$13,732,760vs Feb 12, 201373SEC filing
Feb 12, 2013Amendment$30,348,185$0vs Feb 23, 201258SEC filing
Feb 23, 2012Amendment$30,348,185$2,417,850vs Mar 15, 201058SEC filing
Feb 28, 2011Amendment$29,593,210$1,662,875vs Mar 15, 201056SEC filing
Mar 15, 2010Amendment$27,930,335$4,999,000vs Mar 17, 200950SEC filing
Mar 17, 2009Amendment$22,931,335No comparisonNot reportedSEC filing
Mar 4, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$146K
Finders' fees
$0
Form D file number
021-127532
This figure was calculated from inception through 1/31/18.
This figure was calculated from inception through 12/31/17.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oppenheimer & Co. Inc.249

Source: Form D, filed Feb 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPPENHEIMER CAPITAL STRUCTURE OPPORTUNITIES FUND, L.P.

Investment adviser: OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value
$30M
Beneficial owners
25
ADV minimum commitment
$500K

Reported in Form ADV on Apr 18, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States
Custodian BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG, LLP
PCAOB 42

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Filing source

Form ADV 1210496 · Apr 18, 2018 · Schedule D 7.B.(1), fund 805-2962774652

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Kane Executive
Bryan Edward Mc Kigney Executive
Oppenheimer Asset Management N/A Promoter
Oppenheimer & Company Inc. N/A Promoter
Oppenheimer & Co. Inc. N/A Promoter
Oppenheimer Asset Management Inc. N/A Promoter
Oppenheimer Alternative Investment Management Llc N/A Executive
N/A Oppenheimer Alternative Investment Management Llc Executive
N/A Oppenheimer Alternative Investment Management, Llc Executive
N/A Oppenheimer Asset Management Inc. Promoter
N/A Oppenheimer & Co. Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
85 Broad Street
New York, NY, 10004