Investment adviser · CRD 140485

OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 1, 2026

Regulatory AUM: $178M
Client accounts: 7
Employees: 9
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$177,846,145	100.0%

Filing source

Form ADV 2128813 · Sep 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

21 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AA KRAKEN, LLCPrivate Equity Fund · Last reported Sep 1, 2026$53.6MGross asset value

Form D fundraising filings

AA Kraken, LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-1836121472
Reported beneficial owners: 205
Minimum commitment: $250K
Form D file number: 021-559936

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMOV, LLCPrivate Equity Fund · Last reported Sep 1, 2026$37.4MGross asset value

Form D fundraising filings

EMOV, LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-6782083891
Reported beneficial owners: 34
Minimum commitment: $250K
Form D file number: 021-554968

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE MARKET OPPORTUNITY - VISTA FUND V, LLCPrivate Equity Fund · Last reported Sep 1, 2026$26.7MGross asset value

Form D fundraising filings

Private Market Opportunity - Vista Fund V, LLC

Fund administrator BNY MELLON INVESTMENT SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian BNY MELLON INVESTMENT SERVICES WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-8143398922
Reported beneficial owners: 163
Minimum commitment: $100K
Form D file number: 021-471315

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE MARKET OPPORTUNITY - VISTA FUND VI, LLCOther Private Fund · Last reported Sep 1, 2026$21.8MGross asset value

Form D fundraising filings

Private Market Opportunity - Vista Fund VI, LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-2838312254
Reported beneficial owners: 97
Minimum commitment: $250K
Form D file number: 021-539197

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE MARKET OPPORTUNITY - VISTA FUND III, LLCPrivate Equity Fund · Last reported Sep 1, 2026$19MGross asset value

Form D fundraising filings

Private Market Opportunity - Vista Fund III, LLC

Fund administrator BNY MELLON INVESTMENT SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian BNY MELLON INVESTMENT SERVICES WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-2530353458
Reported beneficial owners: 155
Minimum commitment: $150K
Form D file number: 021-360881

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AA JUUL, LLCPrivate Equity Fund · Last reported Sep 1, 2026$18.6MGross asset value

Form D fundraising filings

AA JUUL, LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-3776766627
Reported beneficial owners: 51
Minimum commitment: $250K
Form D file number: 021-563952

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE MARKET OPPORTUNITY - VISTA FUND I, LLCOther Private Fund · Last reported Sep 1, 2026$784KGross asset value

Form D fundraising filings

Private Market Opportunity - Vista Fund I, LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-8884827127
Reported beneficial owners: 216
Minimum commitment: $250K
Form D file number: 021-292733

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 1, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

85 BROAD STREET, 24TH FLOOR
NEW YORK, NY, 10004, United States

CRD 140485

Filing source

Form ADV 2128813 · Sep 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.