Form D · Private Equity Fund

OpenGate Capital Partners III-A, LP

Los Angeles, CA · CIK 0001895061

Offering snapshot reported Dec 19, 2023 · SEC filing

Reported sold: $318M
Investors reported: 22
Minimum accepted: $0
First sale: Dec 30, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$299,363,000 → $317,688,000
Reported investors21 → 22

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2023	Amendment	$317,688,000	$18,325,000vs Dec 19, 2022	22	SEC filing
Dec 19, 2022	Amendment	$299,363,000	No comparison	21	SEC filing
Nov 30, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.26M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-422935

Total Amount Sold is aggregated with OpenGate Capital Partners III, LP.

Sales Commissions are aggregated with OpenGate Capital Partners III, LP.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS SECURITIES LLC	7654

Source: Form D, filed Dec 19, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPENGATE CAPITAL PARTNERS III-A (LUX) SCSP

Investment adviser: OPENGATE CAPITAL MANAGEMENT, LLC

Gross asset value: $37.9M
Beneficial owners: 22
ADV minimum commitment: $10M

Reported in Form ADV on Sep 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP LOS ANGELES, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Custodian SOCIETE GENERALE LUXEMBOURG LUXEMBOURG CITY, Luxembourg Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

SOCIETE GENERALE LUXEMBOURG
LEI TPS0Q8GFSZF45ZZFL873

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1), fund 805-6428666071

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Shahram Haghighi	Director, Executive
Julien Lagreze	Director, Promoter
Andrew Nikou	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10250 Constellation Boulevard, Ste 3000
Los Angeles, CA, 90067