Investment adviser · CRD 213518

OPENGATE CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 1, 2026

Regulatory AUM
$667M
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
25
Reported in this filing
Advisory professionals
15
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles11$666,821,866100.0%
Filing source

Form ADV 2127375 · Sep 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPENGATE CAPITAL PARTNERS II-A, LPPrivate Equity Fund · Last reported Sep 1, 2026$187MGross asset value

Form D fundraising filings

OPENGATE CAPITAL PARTNERS II-A, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-4173977973
Reported beneficial owners
34
Minimum commitment
$10M
Form D file number
021-321491

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS II, LPPrivate Equity Fund · Last reported Sep 1, 2026$115MGross asset value

Form D fundraising filings

OPENGATE CAPITAL PARTNERS II, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-2242023777
Reported beneficial owners
32
Minimum commitment
$10M
Form D file number
021-321490

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS III-A (LUX) SCSPPrivate Equity Fund · Last reported Sep 1, 2026$37.9MGross asset value

Form D fundraising filings

OpenGate Capital Partners III-A, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE LUXEMBOURG LUXEMBOURG CITY, Luxembourg Related to adviser: No
Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

SOCIETE GENERALE LUXEMBOURG
LEI TPS0Q8GFSZF45ZZFL873

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6428666071
Reported beneficial owners
22
Minimum commitment
$10M
Form D file number
021-422935

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS III, LPPrivate Equity Fund · Last reported Sep 1, 2026$15.4MGross asset value

Form D fundraising filings

OpenGate Capital Partners III, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-8213207487
Reported beneficial owners
10
Minimum commitment
$10M
Form D file number
021-422936

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS I-A, LPPrivate Equity Fund · Last reported Sep 1, 2026$10.7MGross asset value

Form D fundraising filings

OPENGATE CAPITAL PARTNERS I-A, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-8837584703
Reported beneficial owners
16
Minimum commitment
$5M
Form D file number
021-243929

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS I, LPPrivate Equity Fund · Last reported Sep 1, 2026$9.88MGross asset value

Form D fundraising filings

OPENGATE CAPITAL PARTNERS I, LP

Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-2739341313
Reported beneficial owners
17
Minimum commitment
$5M
Form D file number
021-243930

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPENGATE CAPITAL PARTNERS II-A (DELAWARE), LPPrivate Equity Fund · Last reported Sep 1, 2026$4.96MGross asset value
Fund administrator RSM US LLP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP LOS ANGELES, California, United States
Custodian FIFTH THIRD BANCORP CINCINNATI, Ohio, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-4752399177
Reported beneficial owners
34
Minimum commitment
$10M

Form ADV 2127375 · Sep 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 1, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

555 MADISON AVENUE, 31ST FLOOR
NEW YORK, NY, 10022, United States

CRD 213518

Filing source

Form ADV 2127375 · Sep 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.