Form D · Other Investment Fund

Open Field Investors LP

New York, NY · CIK 0001505049

Offering snapshot reported Nov 12, 2013 · SEC filing

Reported sold
$12.9M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.43M$12.9MDec 29, 2010Dec 16, 2011: $1,250,000.00Dec 16, 2011Mar 16, 2012: $4,750,000.00Oct 11, 2012: $10,750,000.00Oct 11, 2012Nov 9, 2012: $12,750,000.00Nov 12, 2013: $12,850,000.00Nov 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,750,000 → $12,850,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2013Amendment$12,850,000$100,000vs Nov 9, 20126SEC filing
Nov 9, 2012Amendment$12,750,000$2,000,000vs Oct 11, 20126SEC filing
Oct 11, 2012Amendment$10,750,000$6,000,000vs Mar 16, 20125SEC filing
Mar 16, 2012Amendment$4,750,000$3,500,000vs Dec 16, 20114SEC filing
Dec 16, 2011Amendment$1,250,000No comparison3SEC filing
Dec 29, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-152613

Source: Form D, filed Nov 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPEN FIELD INVESTORS LP

Investment adviser: OPEN FIELD CAPITAL LLC

Gross asset value
$13.1M
Beneficial owners
8
ADV minimum commitment
$100K

Reported in Form ADV on Apr 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FOLIO ADMINISTRATORS LIMITED ROAD TOWN, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 713136 · Apr 1, 2013 · Schedule D 7.B.(1), fund 805-1141157637

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarification Promoter
James Stableford Executive
Marc Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1140 Avenue Of The Americas 9 Th Floor
New York, NY, 10036