Investment adviser · CRD 136313

OPEN FIELD CAPITAL LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $208M
Client accounts: 16
Employees: 4
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	10	$111,194,692	53.4%
Other clients	Fewer than 5	$83,092,954	39.9%
High-net-worth individuals	Fewer than 5	$13,821,607	6.6%

Filing source

Form ADV 2082222 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPEN FIELD GROQ SPV I LLCPrivate Equity Fund · Last reported Mar 30, 2026$32.4MGross asset value

Form D fundraising filings

Open Field Groq SPV I LLC

Fund administrator PERENNIAL FUND SERVICES, LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO. (CAYMAN)
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-6518926923
Reported beneficial owners: 41
Minimum commitment: $1M
Form D file number: 021-530171

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERGING TECHNOLOGIES FUND III LLCPrivate Equity Fund · Last reported Mar 30, 2026$31.8MGross asset value

Feeder funds

EMERGING TECHNOLOGIES FUND III LP

Fund administrator PERENNIAL FUND SERVICES, LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. ENGLEWOOD, Colorado, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO.
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-9856093996
Reported beneficial owners: 23
Minimum commitment: $1M
Form D file number: 021-259382

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFPP LLCPrivate Equity Fund · Last reported Mar 30, 2026$30.9MGross asset value

Form D fundraising filings

OFPP LLC

Fund administrator PERENNIAL FUND SERVICES, LLC WEST LAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. ENGLEWOOD, Colorado, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO.
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-3033259201
Reported beneficial owners: 60
Minimum commitment: $10K
Form D file number: 021-205893

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERGING TECHNOLOGIES FUND II LLCPrivate Equity Fund · Last reported Mar 30, 2026$6.31MGross asset value

Form D fundraising filings

Emerging Technologies Fund II LLC

Feeder funds

EMERGING TECHNOLOGIES FUND II LP

Fund administrator PERENNIAL FUND SERVICES, LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. ENGLEWOOD, Colorado, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO.
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-7174390451
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-259382

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPEN FIELD HAMMERSPACE SPV IIVenture Capital Fund · Last reported Mar 30, 2026$4.51MGross asset value

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO ENGLEWOOD, Colorado, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO
PCAOB 673

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source

Fund ID: 805-5590058174
Reported beneficial owners: 43
Minimum commitment: $1M
Form D file number: 021-93622

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPEN FIELD PSIQUANTUM SPV I LLCVenture Capital Fund · Last reported Mar 30, 2026$2.75MGross asset value

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO ENGLEWOOD, Colorado, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO
PCAOB 673

CARTA SECURITIES, LLC
SEC 8-69701

Fund details & source

Fund ID: 805-8718130748
Reported beneficial owners: 39
Minimum commitment: $1M
Form D file number: 021-93118

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPEN FIELD HAMMERSPACE SPV I LLCPrivate Equity Fund · Last reported Mar 30, 2026$2.46MGross asset value

Form D fundraising filings

Open Field Hammerspace SPV I LLC

Fund administrator PERENNIAL FUND SERVICES, LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO. (CAYMAN)
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-6774867154
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-531763

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1140 AVENUE OF THE AMERICAS, 9TH FLOOR
NEW YORK, NY, 10036-5803, United States

CRD 136313

Filing source

Form ADV 2082222 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.