Form D · Hedge Fund

Opal Sheppard Opportunities Fund I LP

Bend, OR · CIK 0001706707

Offering snapshot reported Jul 5, 2018 · SEC filing

Reported sold: $8.07M
Investors reported: 29
Minimum accepted: $250K
First sale: Jun 7, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 29

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 5, 2018	Amendment	$8,074,450	No comparison	29	SEC filing
Jul 26, 2017	Amendment	Yet to sell	No comparison	0	SEC filing
Jun 6, 2017	Amendment	Yet to sell	No comparison	0	SEC filing
Jun 2, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-287897

Source: Form D, filed Jul 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPAL SHEPPARD OPPORTUNITIES FUND I LP

Investment adviser: OPAL ADVISORS, LLC

Gross asset value: $2.65M
Beneficial owners: 30
ADV minimum commitment: $250K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PERENNIAL FUND SERVICES, LLC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 2082259 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-4855258383

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Phuc James Hua	Executive
N/A Opal Advisors, Llc	Executive
N/A N/A Oso Management Llc	Executive
N/A Oso Management, Llc	Executive
N/A Sheppard Wealth Management	Executive
N/A N/A Sheppard Wealth Management, Llc	Executive
John Swanson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

360 Sw Bond Street Suite 510
Bend, OR, 97702