Investment adviser · CRD 164014
OPAL ADVISORS
Investment adviser filing (IA)
OPAL ADVISORS, LLC
BELLEVUE, WA, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $174M Form ADV · Item 5.F
- Client accounts
- 381 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 60 | $127,459,099 | 73.2% |
| Individuals | 124 | $35,633,842 | 20.5% |
| Retirement plans | Fewer than 5 | $8,281,061 | 4.8% |
| Pooled investment vehicles | 1 | $2,654,403 | 1.5% |
Filing source
Form ADV 2082259 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OPAL SHEPPARD OPPORTUNITIES FUND I LPHedge Fund · Last reported Mar 27, 2026$2.65MGross asset value
Form D fundraising filings
Opal Sheppard Opportunities Fund I LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-4855258383
- Reported beneficial owners
- 30
- Minimum commitment
- $250K
- Form D file number
- 021-287897
Form ADV 2082259 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Performance-based
Principal office
3150 RICHARDS ROAD, SUITE 240BELLEVUE, WA, 98005, United States
CRD 164014
Filing source
Form ADV 2082259 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.