Form D · Hedge Fund

Invesco Cat Bond Fund, LP

Atlanta, GA · CIK 0001672288

Offering snapshot reported May 28, 2020 · SEC filing

Reported sold
$16.3M
Offering amount: $16.3M
Investors reported
5
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.13M$16.3MApr 15, 2016: $400,000.00Apr 15, 2016Mar 27, 2017: $16,142,754.00Mar 27, 2017Mar 27, 2018: $16,250,000.00Mar 27, 2018Apr 29, 2019: $16,250,000.00Apr 29, 2019May 28, 2019: $16,250,000.00May 28, 2020: $16,250,000.00May 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 28, 2020Amendment$16,250,000$0vs May 28, 20195SEC filing
May 28, 2019Amendment$16,250,000$0vs Apr 29, 20195SEC filing
Apr 29, 2019Amendment$16,250,000$107,246vs Mar 27, 20175SEC filing
Mar 27, 2018Amendment$16,250,000$107,246vs Mar 27, 20175SEC filing
Mar 27, 2017Amendment$16,142,754$15,742,754vs Apr 15, 20164SEC filing
Apr 15, 2016Initial$400,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-261451
Fund Terminated as of May 28, 2020, remaining sold amount is $0
Limited Partnership Interests
The person listed in Item 12 does not receive any finder's fees, sales commissions, remuneration or other distribution fees from their sales of the issuer's securities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NONENoneNA

Source: Form D, filed May 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OFI GLOBAL: CAT BOND FUND, LP

Investment adviser: OFI GLOBAL INSTITUTIONAL, INC.

Gross asset value
$16.3M
Beneficial owners
3
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States
Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No
Marketer OPPENHEIMERFUNDS DISTRIBUTOR, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD 7834 · SEC 8-22992

Filing source

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4311090259

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer L. Foxson Executive
Na Invesco Advisers, Inc Promoter
Na A Invesco Global Funds Gp, Llc Promoter
John Mc Donough Director
Steven Paddon Executive
David Pfeffer Director, Executive
Leslie A Schmidt Executive
Jeffrey Sharon Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1555 Peachtree Street, Ne
Atlanta, GA, 30309