Investment adviser · CRD 110363

OFI GLOBAL INSTITUTIONAL, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $10.6B
Client accounts: 47
Employees: 220
Advisory professionals: 183

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	19	$5,483,075,201	51.8%
Retirement plans	5	$1,264,144,701	12.0%
Corporations & businesses	Fewer than 5	$1,222,459,603	11.6%
Investment companies	5	$1,200,625,878	11.4%
Other clients	6	$674,326,929	6.4%
Government entities	Fewer than 5	$472,383,135	4.5%
Insurance companies	Fewer than 5	$149,073,291	1.4%
Sovereign wealth & foreign institutions	Fewer than 5	$111,391,459	1.1%

Filing source

Form ADV 1282759 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OFI GLOBAL: EMERGING MARKETS EQUITY FUND, LPHedge Fund · Last reported Mar 29, 2019$1.05BGross asset value

Fund administrator OFI GLOBAL TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer OPPENHEIMERFUNDS DISTRIBUTOR, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY, LTD.
PCAOB 925

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD 7834 · SEC 8-22992

Fund details & source

Fund ID: 805-7136441856
Reported beneficial owners: 29
Minimum commitment: $500K
Form D file number: 021-75328

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI GLOBAL: EMERGING MARKETS INNOVATORS FUND, LPHedge Fund · Last reported Mar 29, 2019$118MGross asset value

Fund administrator OFI GLOBAL TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor COHEN & COMPANY LTD. CLEVELAND, Ohio, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer OPPENHEIMERFUNDS DISTRIBUTOR, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY LTD.
PCAOB 925

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD 7834 · SEC 8-22992

Fund details & source

Fund ID: 805-2171351355
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-289967

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI GLOBAL: INTERNATIONAL GROWTH FUND, LPHedge Fund · Last reported Mar 29, 2019$70.1MGross asset value

Fund administrator OFI GLOBAL TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer OPPENHEIMERFUNDS DISTRIBUTOR, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY, LTD.
PCAOB 925

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD 7834 · SEC 8-22992

Fund details & source

Fund ID: 805-5318790123
Reported beneficial owners: 6
Minimum commitment: $500K
Form D file number: 021-174830

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI GLOBAL: SMALL CAP GROWTH FUND, LLCHedge Fund · Last reported Mar 29, 2019$51.4MGross asset value

Fund administrator OFI GLOBAL TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer OPPENHEIMERFUNDS DISTRIBUTOR, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY, LTD.
PCAOB 925

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD 7834 · SEC 8-22992

Fund details & source

Fund ID: 805-1442067152
Reported beneficial owners: 2
Minimum commitment: $500K
Form D file number: 021-174826

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI GLOBAL: CLOSED-END ARBITRAGE FUND, LLCHedge Fund · Last reported Mar 29, 2019$0Gross asset value

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-1811084763
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1282759 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI GLOBAL: COMMODITIES STRATEGY FUND II, LLCHedge Fund · Last reported May 1, 2013$44.1MGross asset value

Fund administrator OFI GLOBAL TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP DENVER, Colorado, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4315702564
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 735017 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OFI INSTITUTIONAL COMMODITIES STRATEGY FUND I, LLCHedge Fund · Last reported Mar 28, 2013$23.9MGross asset value

Form D fundraising filings

OFi Institutional Commodities Strategy Fund I, LLC

Fund administrator OFI TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP DENVER, Colorado, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3396645487
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-174835

Form ADV 718297 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

225 LIBERTY STREET, 11TH FLOOR
NEW YORK, NY, 10281-1008, United States

CRD 110363

Filing source

Form ADV 1282759 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.