Form D · Hedge Fund

Octagon StepStone CLO Fund, Ltd.

New York, NY · CIK 0001964163

Offering snapshot reported Apr 8, 2025 · SEC filing

Reported sold: $79M
Investors reported: 3
Minimum accepted: $100K
First sale: Feb 7, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$62,000,000 → $79,000,000
Reported investors2 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 8, 2025	Amendment	$79,000,000	$17,000,000vs Apr 16, 2024	3	SEC filing
Apr 16, 2024	Amendment	$62,000,000	$0vs Feb 17, 2023	2	SEC filing
Feb 17, 2023	Initial	$62,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-473755

Source: Form D, filed Apr 8, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAGON STEPSTONE CLO FUND, LTD.

Investment adviser: OCTAGON CREDIT INVESTORS, LLC

Gross asset value: $142M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Nov 18, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP (CAYMAN ISLANDS) GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Auditor KPMG LLP (US) BOSTON, Massachusetts, United States

Custodian U.S. BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP (CAYMAN ISLANDS)
PCAOB 1323

KPMG LLP (US)
PCAOB 185

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 2028207 · Nov 18, 2025 · Schedule D 7.B.(1), fund 805-2548568159

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amy S. Adar	Director, Executive
Andrew D. Gordon	Executive
Gretchen M. Lam	Executive
Kimberley Melen	Director
Glenn Mitchell	Director
Michael B. Nechamkin	Executive
N/A Octagon Credit Investors, Llc	Executive
William Shaw	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Park Avenue, 15 Th Floor
New York, NY, 10177