Investment adviser · CRD 155336

OCTAGON CREDIT INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $35.1B
Client accounts: 132
Employees: 100
Advisory professionals: 43

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	81	$30,898,414,403	88.2%
Insurance companies	45	$1,771,133,015	5.1%
Retirement plans	Fewer than 5	$1,603,053,125	4.6%
Investment companies	2	$728,936,295	2.1%
Corporations & businesses	Fewer than 5	$48,492,821	0.1%

Filing source

Form ADV 2056294 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

OCTAGON SENIOR SECURED CREDIT MASTER FUND LTD.Other Private Fund · Last reported Mar 30, 2026$1.58BGross asset value

Feeder funds

OCTAGON SENIOR SECURED CREDIT CAYMAN FUND LTD.
OCTAGON SENIOR SECURED CREDIT FUND LLC
OCTAGON SENIOR SECURED CREDIT (STERLING) CAYMAN FUND LTD.

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP (CAYMAN ISLANDS) GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Auditor KPMG LLP (US) BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer CONNING ASIA PACIFIC LIMITED (HONG KONG) HONG KONG, Hong Kong Related to adviser: Yes

Marketer CONNING ASSET MANAGEMENT LTD. (UK) LONDON, United Kingdom Related to adviser: Yes

Marketer CONNING INVESTMENT PRODUCTS, INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer TANDEM CAPITAL ASSET MANAGEMENT LIMITED RAMAT GAN, Israel Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP (CAYMAN ISLANDS)
PCAOB 1323

KPMG LLP (US)
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Fund details & source

Fund ID: 805-8284820821
Reported beneficial owners: 84
Minimum commitment: $1M
Form D file number: 021-174687
Form D file number: 021-174688

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAGON DIRECT LENDING FUND I LPPrivate Equity Fund · Last reported Mar 30, 2026$1.11BGross asset value

Fund administrator U.S. BANK GLOBAL FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP (US) BOSTON, Massachusetts, United States

Custodian U.S. BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP (US)
PCAOB 185

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-8382964348
Reported beneficial owners: 5
Minimum commitment: $5M

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANDERA STRATEGIC CREDIT PARTNERS II, LPOther Private Fund · Last reported Mar 30, 2026$946MGross asset value

Form D fundraising filings

BANDERA STRATEGIC CREDIT PARTNERS II, LP

Fund administrator STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-8827871118
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-226238

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAGON 64, LTD.Securitized Asset Fund · Last reported Mar 30, 2026$831MGross asset value

Fund administrator U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-8830213866
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAGON INVESTMENT PARTNERS 38, LTD.Securitized Asset Fund · Last reported Mar 30, 2026$748MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5102450119
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAGON 58, LTD.Securitized Asset Fund · Last reported Mar 30, 2026$702MGross asset value

Fund administrator U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2816955979
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAGON INVESTMENT PARTNERS 28, LTD.Securitized Asset Fund · Last reported Mar 30, 2026$669MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2199212524
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

250 PARK AVENUE, 15TH FLOOR
NEW YORK, NY, 10177, United States

CRD 155336

Filing source

Form ADV 2056294 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.