Form D · Hedge Fund
Octagon Partners CLO Opportunity Fund, LLC
New York, NY · CIK 0001810715
Offering snapshot reported Apr 8, 2026 · SEC filing
- Reported sold
- $61.8M Indefinite offering
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- May 6, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$60,082,000 → $61,832,000
- Reported investors34 → 36
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 8, 2026 | Amendment | $61,832,000 | $1,750,000vs Apr 8, 2025 | 36 | SEC filing |
| Apr 8, 2025 | Amendment | $60,082,000 | $9,000,000vs Apr 16, 2024 | 34 | SEC filing |
| Apr 16, 2024 | Amendment | $51,082,000 | $8,140,000vs Apr 18, 2023 | 32 | SEC filing |
| Apr 18, 2023 | Amendment | $42,942,000 | $18,150,000vs Apr 19, 2022 | 28 | SEC filing |
| Apr 19, 2022 | Amendment | $24,792,000 | $0vs Apr 21, 2021 | 23 | SEC filing |
| Apr 21, 2021 | Amendment | $24,792,000 | No comparison | 23 | SEC filing |
| Apr 30, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-366087
The Investment Manager may pay the affiliated broker dealer between 0 and 33 1/3% of the management fees it receives. Among other considerations, the amount is contingent on the total amount of securities the broker dealer sells annually.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Conning Investment Products, Inc. | 120387 |
Source: Form D, filed Apr 8, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OCTAGON PARTNERS CLO OPPORTUNITY FUND, LLC
Investment adviser: OCTAGON CREDIT INVESTORS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2440305859
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy S. Adar | Executive |
| Thomas A. Connors | Executive |
| Andrew D. Gordon | Executive |
| Gretchen M. Lam | Executive |
| Michael B. Nechamkin | Executive |
| Octagon Credit Investors, Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10177