Form D · Hedge Fund

Octagon Credit Opportunities Fund Ltd.

Grand Cayman, E9 · CIK 0001625541

Offering snapshot reported Aug 28, 2026 · SEC filing

Reported sold
$130M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$65.1M$130MAug 28, 2025: $130,168,368.00Aug 28, 2025Aug 28, 2026: $130,218,368.00Aug 28, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$130,168,368 → $130,218,368

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 28, 2026Amendment$130,218,368$50,000vs Aug 28, 202543SEC filing
Aug 28, 2025Amendment$130,168,368No comparisonNot reportedSEC filing
Aug 14, 2024Amendment$85,941,368$3,157,200vs Aug 15, 202338SEC filing
Aug 15, 2023Amendment$82,784,168$100,000vs Aug 17, 202236SEC filing
Aug 17, 2022Amendment$82,684,168$21,611,600vs Aug 17, 202136SEC filing
Aug 17, 2021Amendment$61,072,568No comparisonNot reportedSEC filing
Aug 17, 2020Amendment$55,572,568$18,796,243vs Sep 20, 201928SEC filing
Sep 20, 2019Amendment$36,776,325$130,000vs Sep 21, 201820SEC filing
Sep 21, 2018Amendment$36,646,325$680,000vs Sep 25, 201720SEC filing
Sep 25, 2017Amendment$35,966,325$550,000vs Sep 23, 201619SEC filing
Sep 23, 2016Amendment$35,416,325$2,500,000vs Mar 4, 201613SEC filing
Mar 4, 2016Amendment$32,916,325$783,597vs Dec 15, 201413SEC filing
Dec 15, 2014Initial$32,132,728No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230112

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Conning Investment Products, Inc.120387Conning Investment Products, Inc. · CRD 120387

Source: Form D, filed Aug 28, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAGON CREDIT OPPORTUNITIES FUND LTD.

Investment adviser: OCTAGON CREDIT INVESTORS, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6273980825

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy S. Adar Director
Lauren Basmadjian Executive
Thomas Connors Director
George A. Duarte Executive
John Dudzik Executive
Andrew D. Gordon Executive
Gretchen M. Lam Executive
Lauren Law Executive
Sungho Matthew Lee Executive
Kimberly Melen Director
Glenn Mitchell Director
Gretchen Mohr Executive
Stephen Murray Executive
Michael B. Nechamkin Executive
N/A Octagon Credit Investors, Llc Promoter
William Shaw Director
Zachary Viders Executive
Sinead Wagner Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104