Form D · Hedge Fund

Octagon High Income Fund LLC

New York, NY · CIK 0001513944

Offering snapshot reported Oct 9, 2026 · SEC filing

Reported sold
$206M
Indefinite offering
Investors reported
113
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$206MFeb 25, 2011Feb 24, 2012: $62,000,000.00Feb 22, 2013: $83,256,732.00Feb 24, 2014: $106,056,732.00Feb 24, 2015: $112,756,732.00Feb 24, 2016: $117,680,118.00Oct 6, 2016: $123,353,691.00Oct 6, 2017: $137,960,583.00Oct 9, 2018: $152,195,306.00Oct 9, 2019: $167,760,922.00Oct 9, 2020: $170,091,215.00Oct 12, 2021: $176,921,601.00Oct 11, 2022: $184,687,831.00Oct 10, 2023: $190,437,717.00Oct 10, 2024: $194,318,808.00Oct 10, 2025: $204,737,641.00Oct 9, 2026: $206,462,400.00Oct 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$204,737,641 → $206,462,400
  • Reported investors112 → 113

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2026Amendment$206,462,400$1,724,759vs Oct 10, 2025113SEC filing
Oct 10, 2025Amendment$204,737,641$10,418,833vs Oct 10, 2024112SEC filing
Oct 10, 2024Amendment$194,318,808$3,881,091vs Oct 10, 2023108SEC filing
Oct 10, 2023Amendment$190,437,717$5,749,886vs Oct 11, 2022108SEC filing
Oct 11, 2022Amendment$184,687,831$7,766,230vs Oct 12, 2021104SEC filing
Oct 12, 2021Amendment$176,921,601$6,830,386vs Oct 9, 2020103SEC filing
Oct 9, 2020Amendment$170,091,215$2,330,293vs Oct 9, 2019101SEC filing
Oct 9, 2019Amendment$167,760,922$15,565,616vs Oct 9, 201899SEC filing
Oct 9, 2018Amendment$152,195,306$14,234,723vs Oct 6, 201795SEC filing
Oct 6, 2017Amendment$137,960,583$14,606,892vs Oct 6, 201692SEC filing
Oct 6, 2016Amendment$123,353,691$5,673,573vs Feb 24, 201692SEC filing
Feb 24, 2016Amendment$117,680,118$4,923,386vs Feb 24, 201586SEC filing
Feb 24, 2015Amendment$112,756,732$6,700,000vs Feb 24, 201484SEC filing
Feb 24, 2014Amendment$106,056,732$22,800,000vs Feb 22, 201376SEC filing
Feb 22, 2013Amendment$83,256,732$21,256,732vs Feb 24, 201271SEC filing
Feb 24, 2012Amendment$62,000,000No comparison61SEC filing
Feb 25, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-155851

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Conning Investment Products, Inc.120387

Source: Form D, filed Oct 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAGON HIGH INCOME FUND LLC

Investment adviser: OCTAGON CREDIT INVESTORS, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-8877834475

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy S. Adar Executive
Lauren M. Basmadjian Executive
Thomas A. Connors Executive
George A. Duarte Executive
John A. Dudzik Executive
James P. Ferguson Executive
Andrew D. Gordon Executive
Gretchen M. Lam Executive
Lauren K. Law Executive
Sungho Matthew Lee Executive
Gretchen M. Mohr Executive
Michael B. Nechamkin Executive
N/A Octagon Credit Investors, Llc Executive
Donald C. Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Octagon Credit Investors, Llc 250 Park Avenue, 15 Th Floor
New York, NY, 10177