Form D · Hedge Fund

Octagon High Income Cayman Fund Ltd.

Grand Cayman, E9 · CIK 0001513945

Offering snapshot reported Oct 9, 2026 · SEC filing

Reported sold
$256M
Indefinite offering
Investors reported
65
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$128M$256MFeb 25, 2011Feb 24, 2012: $23,850,000.00Feb 22, 2013: $45,856,831.00Feb 24, 2014: $74,499,497.00Feb 24, 2015: $81,812,461.00Feb 24, 2016: $85,412,461.00Oct 6, 2016: $101,829,298.00Oct 6, 2017: $114,099,288.00Oct 9, 2018: $129,299,288.00Oct 9, 2019: $130,999,288.00Oct 9, 2020: $134,849,288.00Oct 12, 2021: $188,549,288.00Oct 11, 2022: $253,399,288.00Oct 10, 2023: $254,129,288.00Oct 10, 2024: $256,282,786.00Oct 10, 2025: $256,331,786.00Oct 9, 2026: $256,331,786.00Oct 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2026Amendment$256,331,786$0vs Oct 10, 202565SEC filing
Oct 10, 2025Amendment$256,331,786$49,000vs Oct 10, 202465SEC filing
Oct 10, 2024Amendment$256,282,786$2,153,498vs Oct 10, 202365SEC filing
Oct 10, 2023Amendment$254,129,288$730,000vs Oct 11, 202262SEC filing
Oct 11, 2022Amendment$253,399,288$64,850,000vs Oct 12, 202160SEC filing
Oct 12, 2021Amendment$188,549,288$53,700,000vs Oct 9, 202058SEC filing
Oct 9, 2020Amendment$134,849,288$3,850,000vs Oct 9, 201956SEC filing
Oct 9, 2019Amendment$130,999,288$1,700,000vs Oct 9, 201854SEC filing
Oct 9, 2018Amendment$129,299,288$15,200,000vs Oct 6, 201753SEC filing
Oct 6, 2017Amendment$114,099,288$12,269,990vs Oct 6, 201649SEC filing
Oct 6, 2016Amendment$101,829,298$16,416,837vs Feb 24, 201653SEC filing
Feb 24, 2016Amendment$85,412,461$3,600,000vs Feb 24, 201557SEC filing
Feb 24, 2015Amendment$81,812,461$7,312,964vs Feb 24, 201456SEC filing
Feb 24, 2014Amendment$74,499,497$28,642,666vs Feb 22, 201341SEC filing
Feb 22, 2013Amendment$45,856,831$22,006,831vs Feb 24, 201229SEC filing
Feb 24, 2012Amendment$23,850,000No comparison20SEC filing
Feb 25, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-155848

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Conning Investment Products, Inc.120387

Source: Form D, filed Oct 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAGON HIGH INCOME CAYMAN FUND LTD.

Investment adviser: OCTAGON CREDIT INVESTORS, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9264484238

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy S. Adar Executive
Lauren M. Basmadjian Executive
Thomas A. Connors Director, Executive
George A. Duarte Executive
John A. Dudzik Executive
James P. Ferguson Executive
Andrew D. Gordon Executive
Gretchen M. Lam Executive
Lauren K. Law Executive
Sungho Matthew Lee Executive
Kimberley Melen Director
Glen Mitchell Director
Glenn Mitchell Director
Gretchen M. Mohr Executive
Michael B. Nechamkin Executive
N/A Octagon Credit Investors, Llc Executive
William Shaw Director
Sinead Wagner Director
Donald C. Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104