Form D · Private Equity Fund
Octagon CLO Opportunity Fund V (US) LP
New York, NY · CIK 0001979549
Offering snapshot reported Jul 31, 2025 · SEC filing
- Reported sold
- $28M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$27,500,000 → $28,000,000
- Reported investors11 → 12
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2025 | Amendment | $28,000,000 | $500,000vs Jul 19, 2024 | 12 | SEC filing |
| Jul 19, 2024 | Amendment | $27,500,000 | $400,000vs Jul 19, 2023 | 11 | SEC filing |
| Jul 19, 2023 | Amendment | $27,100,000 | No comparison | 8 | SEC filing |
| Jun 29, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-485497
The investment manager may pay Conning between 0 and 33 1/3% of the management fees it receives.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Conning Investment Products, Inc. | 120387 |
Source: Form D, filed Jul 31, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OCTAGON CLO OPPORTUNITY FUND V (US) LP
Investment adviser: OCTAGON CREDIT INVESTORS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jan 7, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1922743 · Jan 7, 2025 · Schedule D 7.B.(1), fund 805-7749945317
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy S. Adar | Executive |
| Andrew D. Gordon | Executive |
| Gretchen M. Lam | Executive |
| Michael B. Nechamkin | Executive |
| N/A Octagon Funds Gp Iii Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10177