Form D · Hedge Fund
Octagon CLO Investment Grade Income Fund, Ltd.
Grand Cayman, E9 · CIK 0001979557
Offering snapshot reported Nov 21, 2025 · SEC filing
- Reported sold
- $383M Indefinite offering
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 1, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$86,250,000 → $382,582,293
- Reported investors5 → 46
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2025 | Amendment | $382,582,293 | $296,332,293vs Nov 22, 2024 | 46 | SEC filing |
| Nov 22, 2024 | Amendment | $86,250,000 | $35,000,000vs Dec 5, 2023 | 5 | SEC filing |
| Dec 5, 2023 | Amendment | $51,250,000 | No comparison | 4 | SEC filing |
| Nov 29, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-498380
The investment manager may pay Conning between 0 and 33 1/3% of the management fees it receives.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Conning Investment Products, Inc. | 120387 |
Source: Form D, filed Nov 21, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OCTAGON CLO INVESTMENT GRADE INCOME FUND, LTD.
Investment adviser: OCTAGON CREDIT INVESTORS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2056294 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3035931879
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy S. Adar | Director, Executive |
| Amy S. Adar | Director, Executive |
| Andrew D. Gordon | Executive |
| Gretchen M. Lam | Executive |
| Kimberly Melen | Director |
| Michael B. Nechamkin | Executive |
| Michael B. Nechamkin | Executive |
| N/A Octagon Credit Investors, Llc | Promoter |
| William Shaw | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104