Form D · Other Investment Fund

Oceanwood European Financial Select Opportunities Fund

Grand Cayman, E9 · CIK 0001644068

Offering snapshot reported Aug 1, 2019 · SEC filing

Reported sold: $279M
Investors reported: 45
Minimum accepted: $1M
First sale: May 20, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2019	Amendment	$279,381,954	$0vs Mar 27, 2019	45	SEC filing
Mar 27, 2019	Amendment	$279,381,954	$2,519,564vs Apr 12, 2018	45	SEC filing
Apr 12, 2018	Amendment	$276,862,390	$0vs Jul 7, 2017	44	SEC filing
Jul 7, 2017	Amendment	$276,862,390	$185,012,440vs Jun 3, 2016	44	SEC filing
Jun 3, 2016	Amendment	$91,849,950	$21,850,060vs Jun 5, 2015	37	SEC filing
Jun 5, 2015	Initial	$69,999,890	No comparison	21	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-241211

Source: Form D, filed Aug 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND LTD

Investment adviser: OCEANWOOD CAPITAL MANAGEMENT LTD

Gross asset value: $1.23M
Beneficial owners: 3
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINSTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

UBS SECURITIES LLC
SEC 8-22651

Filing source

Form ADV 1511887 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-8999623464

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Oceanwood European Financial Select Opportunities Fund (this fund)	Aug 1, 2019	$279,381,954	45
Oceanwood European Financial Select Opportunities Fund II	Aug 1, 2019	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Martin Byrne	Director
Christopher Gate	Director, Executive, Promoter
Allison Nolan	Director
N/A Oceanwood Capital Management Limited	Promoter
N/A Oceanwood Capital Management Llp	Promoter
Mark Withy	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Box 309 Ugland House
Grand Cayman, E9, KY1-1104