Investment adviser · CRD 159874

OCEANWOOD CAPITAL MANAGEMENT LTD

Investment adviser filing (IA)

VALLETTA,VALLETTA, Malta · Form ADV filed Mar 31, 2021

Regulatory AUM: $1.38B
Client accounts: 14
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$1,380,345,295	100.0%

Filing source

Form ADV 1511887 · Mar 31, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND LTDHedge Fund · Last reported Mar 31, 2021$1.23MGross asset value

Form D fundraising filings

Oceanwood European Financial Select Opportunities Fund

Fund administrator CITCO FUND ADMINSTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

UBS SECURITIES LLC
SEC 8-22651

Fund details & source

Fund ID: 805-8999623464
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-241211

Form ADV 1511887 · Mar 31, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Mar 30, 2015$2.26BGross asset value

Feeder funds

OCEANWOOD OPPORTUNITIES FUND
OCEANWOOD OPPORTUNITIES FUND LP

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CORK, Ireland

Custodian BANK OF NEW YORK MELLON SA/NV LONDON, United Kingdom Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (EUROPE) LTD LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK NA LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LTD LONDON, United Kingdom

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8275116053
Reported beneficial owners: 150
Minimum commitment: $5M
Form D file number: 021-129650
Form D file number: 021-129651

Form ADV 902210 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Mar 31, 2020$2.2BGross asset value

Feeder funds

OCEANWOOD OPPORTUNITIES FUND
OCEANWOOD OPPORTUNITIES FUND LP

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLAND) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON SA/NV LONDON, United Kingdom Related to adviser: No

Custodian BOFA SECURITIES EUROPE SA PARIS, France Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer CONSTELLAR CAPITAL PARTNERS HONG KONG LIMITED HONG KONG, Hong Kong Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1096

BOFA SECURITIES EUROPE SA
LEI 549300FH0WJAPEHTIQ77

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7387148745
Reported beneficial owners: 59
Minimum commitment: $1M
Form D file number: 021-129650
Form D file number: 021-129651

Form ADV 1392736 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF ROW SEGREGATED PORTFOLIOHedge Fund · Last reported Mar 31, 2020$393MGross asset value

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-2246030549
Reported beneficial owners: 5
Minimum commitment: $400M
Form D file number: 021-354042

Form ADV 1392736 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD PERIPHERAL EUROPEAN SELECT OPPORTUNITIES FUND LPHedge Fund · Last reported Oct 25, 2017$309MGross asset value

Feeder funds

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND LTD

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGE TOWN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7444998415
Reported beneficial owners: 41
Minimum commitment: $1M
Form D file number: 021-241211
Form D file number: 021-241214

Form ADV 1147211 · Oct 25, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD INVESTMENTS MASTER SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG MASTER SEGREGATED PORTFOLIOPrivate Equity Fund · Last reported Mar 31, 2020$89.6MGross asset value

Feeder funds

OCEANWOOD INVESTMENTS SPC FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-1557161245
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-319700

Form ADV 1392736 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Mar 31, 2020$37.4MGross asset value

Feeder funds

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND LTD
OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF OCEANWOOD INVESTMENTS 102017 SEGREGATED PORTFOLIO
OCEANWOOD PERIPHERAL EUROPEAN SELECT OPPORTUNITIES FUND LP

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5536104747
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-241211
Form D file number: 021-290173
Form D file number: 021-321706

Form ADV 1392736 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3/5 MERCHANTS STREET
VALLETTA,VALLETTA, VLT1171, Malta

CRD 159874

Filing source

Form ADV 1511887 · Mar 31, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.