Form D · Other Investment Fund

OC 531 Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001616863

Offering snapshot reported Aug 17, 2017 · SEC filing

Reported sold: $361M
Investors reported: 30
Minimum accepted: $100K
First sale: Aug 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$325,281,457 → $361,091,458
Reported investors29 → 30

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 17, 2017	Amendment	$361,091,458	$35,810,001vs Aug 17, 2016	30	SEC filing
Aug 17, 2016	Amendment	$325,281,457	$151,441,457vs Aug 17, 2015	29	SEC filing
Aug 17, 2015	Amendment	$173,840,000	$62,670,000vs Aug 15, 2014	24	SEC filing
Aug 15, 2014	Initial	$111,170,000	No comparison	19	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-223069

Source: Form D, filed Aug 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OC 531 OFFSHORE FUND, LTD.

Investment adviser: GREENBRIAR ASSET MANAGEMENT LP

Gross asset value: $247M
Beneficial owners: 18
ADV minimum commitment: $100K

Reported in Form ADV on Mar 20, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHICAGO, Illinois, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States

Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

BARCLAYS CAPITAL INC.
SEC 8-41342

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
SEC 8-68376

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
CRD 151470 · SEC 8-68376

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 1193897 · Mar 20, 2018 · Schedule D 7.B.(1), fund 805-8343924246

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joshua M. Barlow	Director
Carlos Ferreira	Director
N/A Greenbriar Asset Management Lp	Promoter
Arthur Kaz	Executive
James Keane	Director, Executive
Charles Nightingale	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104