GREENBRIAR ASSET MANAGEMENT LP – investment adviser, $247M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$247,161,508	100.0%

Filing source

Form ADV 1193897 · Mar 20, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OC 531 OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 20, 2018$247MGross asset value

Form D fundraising filings

OC 531 Offshore Fund, Ltd.

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHICAGO, Illinois, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States

Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

BARCLAYS CAPITAL INC.
SEC 8-41342

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
SEC 8-68376

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
CRD 151470 · SEC 8-68376

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Fund details & source

Fund ID: 805-8343924246
Reported beneficial owners: 18
Minimum commitment: $100K
Form D file number: 021-223069

Form ADV 1193897 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE NORTH WACKER DRIVE, SUITE 3650
CHICAGO, IL, 60606, United States

CRD 171601

Filing source

Form ADV 1193897 · Mar 20, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.