Form D · Other Investment Fund

Oak Ridge SGS Healthcare Fund LLC

Chicago, IL · CIK 0001585701

Offering snapshot reported Nov 2, 2016 · SEC filing

Reported sold
$9.73M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 17, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.87M$9.73MOct 31, 2013: $4,810,000.00Oct 31, 2013Oct 31, 2014: $9,010,000.00Oct 31, 2014Nov 2, 2015: $9,730,000.00Nov 2, 2015Nov 2, 2016: $9,730,000.00Nov 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2016Amendment$9,730,000$0vs Nov 2, 201519SEC filing
Nov 2, 2015Amendment$9,730,000$720,000vs Oct 31, 201419SEC filing
Oct 31, 2014Amendment$9,010,000$4,200,000vs Oct 31, 201318SEC filing
Oct 31, 2013Initial$4,810,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-205625

Source: Form D, filed Nov 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAK RIDGE SGS HEALTHCARE FUND LLC

Investment adviser: OAK RIDGE INVESTMENTS, LLC

Gross asset value
$8.4M
Beneficial owners
20
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Filing source

Form ADV 1100056 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-8215159221

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Klaskin Executive
Alan E. Molotsky Executive
N/A Oak Ridge Investments, Llc Promoter
Steven Slaughter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 South La Salle Street, Suite 1900
Chicago, IL, 60603