Investment adviser · CRD 107066

OAK RIDGE INVESTMENTS, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed May 4, 2026

Regulatory AUM: $1.7B
Client accounts: 3,920
Employees: 13
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	3,626	$960,440,989	56.4%
High-net-worth individuals	197	$474,569,569	27.8%
Insurance companies	Fewer than 5	$105,157,139	6.2%
Other clients	32	$83,830,370	4.9%
Corporations & businesses	41	$65,738,411	3.9%
Retirement plans	18	$13,619,018	0.8%
Government entities	Fewer than 5	$1,050,260	0.1%

Filing source

Form ADV 2099092 · May 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OAK RIDGE SGS HEALTHCARE FUND LLCOther Private Fund · Last reported Mar 30, 2017$8.4MGross asset value

Form D fundraising filings

Oak Ridge SGS Healthcare Fund LLC

Fund administrator WOODFIELD FUND ADMINISTRATION LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source

Fund ID: 805-8215159221
Reported beneficial owners: 20
Minimum commitment: $500K
Form D file number: 021-205625

Form ADV 1100056 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2026. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

10 SOUTH LASALLE STREET, SUITE 2130
CHICAGO, IL, 60603-1020, United States

CRD 107066

Filing source

Form ADV 2099092 · May 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.