Form D · Private Equity Fund

Oak Harbor Capital XIV, LLC

Seattle, WA · CIK 0001707525

Offering snapshot reported Jun 14, 2017 · SEC filing

Reported sold
$25.5M
Offering amount: $75M
Investors reported
40
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 5, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2017Initial$25,500,000No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$500K (estimated)
Finders' fees
$0
Form D file number
021-288670
Total amount to be paid under installment program.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Pactolus Securities, LLC7518

Source: Form D, filed Jun 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAK HARBOR CAPITAL XIV, LLC

Investment adviser: OAK HARBOR CAPITAL, LLC

Gross asset value
$1.96M
Beneficial owners
42
ADV minimum commitment
$0

Reported in Form ADV on May 27, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian BANNER BANK WALLA WALLA, Washington, United States Related to adviser: No
Custodian WEINSTEIN & RILEY, P.S. SEATTLE, Washington, United States Related to adviser: Yes
Marketer PACTOLUS CAPITAL PARTNERS MCLEAN, Virginia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

MOSS ADAMS LLP
PCAOB 659

PACTOLUS CAPITAL PARTNERS
CRD 7518 · SEC 8-21979

Filing source

Form ADV 1655003 · May 27, 2022 · Schedule D 7.B.(1), fund 805-4547147802

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ophrys, Llc Promoter
William Stephen Weinstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2003 Western Ave. Suite 340
Seattle, WA, 98121