Form D · Private Equity Fund

Oak Harbor Capital XIII, LLC

Seattle, WA · CIK 0001745591

Offering snapshot reported Jul 10, 2018 · SEC filing

Reported sold: $3M
Investors reported: 1
Minimum accepted: $0
First sale: Jun 25, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2018	Initial	$3,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-316334

Source: Form D, filed Jul 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAK HARBOR CAPITAL XIII, LLC

Investment adviser: OAK HARBOR CAPITAL, LLC

Gross asset value: $1.59M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on May 27, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP DALLAS, Texas, United States

Custodian WASHINGTON FEDERAL SEATTLE, Washington, United States Related to adviser: No

Custodian WEINSTEIN & RILEY, P.S. SEATTLE, Washington, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

Filing source

Form ADV 1655003 · May 27, 2022 · Schedule D 7.B.(1), fund 805-8855877184

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Oak Harbor Capital XII, LLC	Jul 10, 2018	$3,810,000	11
Oak Harbor Capital XIII, LLC (this fund)	Jul 10, 2018	$3,000,000	1
Oak Harbor Capital XIV, LLC	Jun 14, 2017	$25,500,000	40

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ophrys, Llc Ophrys, Llc	Promoter
William Stephen Weinstein	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2003 Western Ave. Suite 340
Seattle, WA, 98121