Form D · Hedge Fund

NUWAVE LONG/SHORT PORTFOLIO FUND LP

Parsippany, NJ · CIK 0001479562

Offering snapshot reported Mar 2, 2022 · SEC filing

Reported sold: $130M
Investors reported: 22
Minimum accepted: $100K
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$128,378,723 → $129,828,723
Reported investors20 → 22

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 2, 2022	Amendment	$129,828,723	$1,450,000vs Mar 3, 2021	22	SEC filing
Mar 3, 2021	Amendment	$128,378,723	$7,514,524vs Mar 10, 2020	20	SEC filing
Mar 10, 2020	Amendment	$120,864,199	$5,667,675vs May 3, 2019	19	SEC filing
May 3, 2019	Amendment	$115,196,524	$10,706,186vs Mar 20, 2018	19	SEC filing
Mar 20, 2018	Amendment	$104,490,338	$0vs Mar 21, 2017	19	SEC filing
Mar 21, 2017	Amendment	$104,490,338	$6,190,345vs Mar 21, 2016	19	SEC filing
Mar 21, 2016	Amendment	$98,299,993	$76,713vs Mar 19, 2015	18	SEC filing
Mar 19, 2015	Amendment	$98,223,280	$1,934,901vs Mar 19, 2014	18	SEC filing
Mar 19, 2014	Amendment	$96,288,379	$360,833vs Mar 19, 2013	18	SEC filing
Mar 19, 2013	Amendment	$95,927,546	$68,628,189vs Mar 19, 2012	18	SEC filing
Mar 19, 2012	Amendment	$27,299,357	No comparison	15	SEC filing
Mar 18, 2011	Amendment	$23,719,900	No comparison	14	SEC filing
Dec 30, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-137292

Source: Form D, filed Mar 2, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NUWAVE LONG/SHORT PORTFOLIO FUND LP

Investment adviser: NUWAVE INVESTMENT MANAGEMENT, LLC

Gross asset value: $134M
Beneficial owners: 7
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. HUNT VALLEY, Maryland, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 1627381 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-4340425286

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Troy Wayne Buckner	Executive
Yury V. Orlov	Promoter
John S. Ryan	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

35 Waterview Boulevard
Parsippany, NJ, 07054