Investment adviser · CRD 150556
NUWAVE INVESTMENT MANAGEMENT, LLC
Investment adviser filing (IA)
PARSIPPANY, NJ, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $148M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $148,124,874 | 100.0% |
Filing source
Form ADV 1627381 · Mar 31, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NUWAVE LONG/SHORT PORTFOLIO FUND LPHedge Fund · Last reported Mar 31, 2022$134MGross asset value
Form D fundraising filings
NUWAVE LONG/SHORT PORTFOLIO FUND LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY, LTD.
PCAOB 925
BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221
Fund details & source
- Fund ID
- 805-4340425286
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
- Form D file number
- 021-137292
Form ADV 1627381 · Mar 31, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NUWAVE INVESTMENT PARTNERS LPHedge Fund · Last reported Mar 31, 2022$13.8MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY, LTD.
PCAOB 925
ADM INVESTOR SERVICES, INC.
LEI I9O8MELCUVOTLJABOX92
ADVANTAGE FUTURES LLC
LEI 549300MWQ34KL1TJZ707
BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376
Fund details & source
- Fund ID
- 805-6622985849
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
- Form D file number
- 021-140026
Form ADV 1627381 · Mar 31, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NUWAVE LONG/SHORT PORTFOLIO LTD.Hedge Fund · Last reported May 2, 2016$54.7MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
Fund details & source
- Fund ID
- 805-3068074280
- Reported beneficial owners
- 8
- Minimum commitment
- $500K
- Form D file number
- 021-137292
- Form D file number
- 021-137784
Form ADV 1015788 · May 2, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NUWAVE COMBINED FUTURES PORTFOLIO LTD.Hedge Fund · Last reported May 2, 2016$18.7MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SG AMERICAS SECURITIES, LLC
SEC 8-66125
SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125
Fund details & source
- Fund ID
- 805-1197498455
- Reported beneficial owners
- 7
- Minimum commitment
- $500K
- Form D file number
- 021-140026
- Form D file number
- 021-67421
Form ADV 1015788 · May 2, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NUWAVE LARGE CAP ACTIVE ALPHA LPHedge Fund · Last reported Mar 30, 2017$6.13MGross asset value
Form D fundraising filings
NuWave Large Cap Active Alpha L.P.
Feeder funds
- NUWAVE EQUITY ENHANCED FUND LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471
Fund details & source
- Fund ID
- 805-8111464224
- Reported beneficial owners
- 4
- Minimum commitment
- $250K
- Form D file number
- 021-224636
Form ADV 1080148 · Mar 30, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NUWAVE LARGE CAP ACTIVE ALPHA MASTER FUND LTD.Hedge Fund · Last reported May 2, 2016$5.3MGross asset value
Feeder funds
- NUWAVE LARGE CAP ACTIVE ALPHA LP
- NUWAVE EQUITY ENHANCED FUND LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471
Fund details & source
- Fund ID
- 805-7902114557
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-224636
Form ADV 1015788 · May 2, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2022. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
35 WATERVIEW BOULEVARDPARSIPPANY, NJ, 07054, United States
CRD 150556
Filing source
Form ADV 1627381 · Mar 31, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.