Form D · Hedge Fund

NuWave Large Cap Active Alpha L.P.

Pasippany, NJ · CIK 0001619335

Offering snapshot reported Sep 18, 2019 · SEC filing

Reported sold
$1.1M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 2, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$550K$1.1MSep 12, 2014: $250,000.00Sep 12, 2014Sep 9, 2015: $1,100,000.00Sep 9, 2015Sep 9, 2016: $1,100,000.00Sep 9, 2016Sep 8, 2017: $1,100,000.00Sep 8, 2017Sep 14, 2018: $1,100,000.00Sep 14, 2018Sep 18, 2019: $1,100,000.00Sep 18, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 18, 2019Amendment$1,100,000$0vs Sep 14, 20181SEC filing
Sep 14, 2018Amendment$1,100,000$0vs Sep 8, 20171SEC filing
Sep 8, 2017Amendment$1,100,000$0vs Sep 9, 20161SEC filing
Sep 9, 2016Amendment$1,100,000$0vs Sep 9, 20151SEC filing
Sep 9, 2015Amendment$1,100,000$850,000vs Sep 12, 20141SEC filing
Sep 12, 2014Initial$250,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-224636

Source: Form D, filed Sep 18, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NUWAVE LARGE CAP ACTIVE ALPHA LP

Investment adviser: NUWAVE INVESTMENT MANAGEMENT, LLC

Gross asset value
$6.13M
Beneficial owners
4
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEMINI HEDGE FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Filing source

Form ADV 1080148 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-8111464224

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Troy Wayne Buckner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Nuwave Investment Management, Llc 35 Waterview Blvd.
Pasippany, NJ, 07057