Form D · Private Equity Fund

NovaQuest Co-Investment Fund IV, L.P.

Raleigh, NC · CIK 0001661333

Offering snapshot reported Jan 28, 2016 · SEC filing

Reported sold: $150M
Investors reported: 6
Minimum accepted: $0
First sale: Jan 13, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 28, 2016	Initial	$150,000,000	No comparison	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-256209

Source: Form D, filed Jan 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NOVAQUEST CO-INVESTMENT FUND IV, L.P.

Investment adviser: NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

Gross asset value: $0
Beneficial owners: 36
ADV minimum commitment: $25M

Reported in Form ADV on Mar 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PINNACLE FUND SERVICES, LTD VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP RALEIGH, North Carolina, United States

Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 1304594 · Mar 31, 2019 · Schedule D 7.B.(1), fund 805-4262080428

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
NovaQuest Co-Investment Fund I, L.P.	May 3, 2013	$80,000,000	6
NovaQuest Co-Investment Fund IV, L.P. (this fund)	Jan 28, 2016	$150,000,000	6
NovaQuest Co-Investment Fund VI, L.P.	Jul 13, 2017	$25,000,000	2
NovaQuest Co-Investment Fund VII, L.P.	Jun 13, 2018	$35,000,000	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Bradley	Director
Ernest Gerald Brown	Director
Mitsuhiro Goto	Director
N/A Nq Pof Iv Gp, Llc	Executive
N/A Nq Pof Iv Gp, Ltd	Executive
Ronald Wooten	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4208 Six Forks Road, Suite 920
Raleigh, NC, 27609