Investment adviser · CRD 160359

NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

Investment adviser filing (IA)

· Form ADV filed Mar 31, 2026

Regulatory AUM: $1.48B
Client accounts: 14
Employees: 18
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$1,483,025,000	100.0%

Filing source

Form ADV 2038092 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

NOVAQUEST PHARMA OPPORTUNITIES FUND V, L.P.Private Equity Fund · Last reported Mar 31, 2026$603MGross asset value

Form D fundraising filings

NovaQuest Pharma Opportunities Fund V, L.P.

Fund administrator PINNACLE FUND SERVICES, LTD. VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD.
PCAOB 2162

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-8940485931
Reported beneficial owners: 19
Minimum commitment: $25M
Form D file number: 021-289380

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST PHARMA OPPORTUNITIES FUND V (DELAWARE), L.P.Private Equity Fund · Last reported Mar 31, 2026$377MGross asset value

Form D fundraising filings

NovaQuest Pharma Opportunities Fund V (Delaware), L.P.

Feeder funds

NOVAQUEST PHARMA OPPORTUNITIES FUND V (DELAWARE) FEEDER, L.P.

Fund administrator PINNACLE FUND SERVICES, LTD VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. RALEIGH, North Carolina, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-9502844334
Reported beneficial owners: 7
Minimum commitment: $25M
Form D file number: 021-289381

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST ANIMAL HEALTH OPPORTUNITIES FUND (DELAWARE), L.P.Private Equity Fund · Last reported Mar 31, 2026$141MGross asset value

Form D fundraising filings

NovaQuest Animal Health Opportunities Fund (Delaware), L.P.

Fund administrator PINNACLE FUND SERVICES, LTD VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. RALEIGH, North Carolina, United States

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-8285129310
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-421815

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST PHARMA OPPORTUNITIES FUND IV, L.P.Private Equity Fund · Last reported Mar 31, 2026$126MGross asset value

Form D fundraising filings

NovaQuest Pharma Opportunities Fund IV, L.P.

Fund administrator PINNACLE FUND SERVICES, LTD VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD.
PCAOB 2162

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-7328857121
Reported beneficial owners: 37
Minimum commitment: $25M
Form D file number: 021-241580

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST PHARMA OPPORTUNITIES FUND VI, L.P.Private Equity Fund · Last reported Mar 31, 2026$73.9MGross asset value

Form D fundraising filings

NovaQuest Pharma Opportunities Fund VI, L.P.

Fund administrator PINNACLE FUND SERVICES VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD.
PCAOB 2162

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-4325860423
Reported beneficial owners: 3
Minimum commitment: $10M
Form D file number: 021-479248

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST PHARMA OPPORTUNITIES FUND IV AGGREGATOR, L.P.Private Equity Fund · Last reported Mar 31, 2026$72.9MGross asset value

Fund administrator PINNACLE FUND SERVICES, LTD VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD.
PCAOB 2162

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-7528290413
Reported beneficial owners: 3
Minimum commitment: $25M

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVAQUEST PHARMA OPPORTUNITIES FUND IV (CO-INVEST), L.P.Private Equity Fund · Last reported Mar 31, 2026$53.2MGross asset value

Form D fundraising filings

NovaQuest Pharma Opportunities Fund IV (Co-Invest), L.P.

Fund administrator PINNACLE FUND SERVICES, LTD. VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD.
PCAOB 2162

SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-3068515556
Reported beneficial owners: 2
Minimum commitment: $25M
Form D file number: 021-253893

Form ADV 2038092 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 160359

Filing source

Form ADV 2038092 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.