Form D · Other Investment Fund

Northpond Fund IV, LP

Chicago, IL · CIK 0001789259

Offering snapshot reported Mar 5, 2021 · SEC filing

Reported sold
$93.9M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47M$93.9MOct 17, 2019: $58,200,000.00Oct 17, 2019Mar 5, 2021: $93,926,000.00Mar 5, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$58,200,000 → $93,926,000
  • Reported investors19 → 35

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2021Amendment$93,926,000$35,726,000vs Oct 17, 201935SEC filing
Oct 17, 2019Initial$58,200,000No comparison19SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.5, 3C.6
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-351209

Source: Form D, filed Mar 5, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Northpond Fund Iv G.P., Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
640 N. La Salle Dr., Suite 275 C/O Northpond Partners Llc
Chicago, IL, 60654