Form D · Other Investment Fund
Northpond Fund III, LP
Chicago, IL · CIK 0001684101
Offering snapshot reported Oct 25, 2017 · SEC filing
- Reported sold
- $13.9M Offering amount: $100M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 17, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 24
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 25, 2017 | Amendment | $13,876,006 | No comparison | 24 | SEC filing |
| Sep 8, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-270295
This excludes any internal marketing staff who may be paid compensation, but not commission, for their duties.
Source: Form D, filed Oct 25, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Samuel I. Ankin | Executive |
| N/A Northpond Fund Iii G.P., Llc | Promoter |
| N/A Northpond Partners, Llc | Executive |
| Philip H. Slovitt | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
445 N. Wells Street, Suite 302
Chicago, IL, 60654
Chicago, IL, 60654